# Equity Smart Money Brief — SEC Insider & Ownership Filings by Ticker

> Equity Smart Money Brief — SEC Insider & Ownership Filings by Ticker is a paid API for AI agents from x402.ottoai.services, paid per call via x402, $0.1/call, status unknown (last checked 2026-09-14).

Returns an AI-synthesized brief of SEC Form 4 insider trades, Schedule 13D/13G beneficial ownership events, and company fundamentals for any US-listed stock ticker

## Facts

- Endpoint: GET https://x402.ottoai.services/equity-smart-money-brief
- Price: $0.1/call
- Payment: x402
- Status: unknown
- Last checked: 2026-09-14
- Activations on Zero: 0
- Tags: x402
- Canonical page: https://www.zero.xyz/c/equity-smart-money-brief-sec-insider-ownership-filings-by-ticker-1fb5a9d1
- Structured record (JSON): https://api.zero.xyz/v1/capabilities/cap_Vuf3ItIsnxaGzuTpeSiGX

Status and success rate cover calls made through Zero and Zero's own probes. Third-party monitors may report differently.

## How to call it through Zero

Zero handles the 402 payment challenge and records the run. With the Zero CLI installed (`npm i -g @zeroxyz/cli`):

```sh
zero fetch --capability equity-smart-money-brief-sec-insider-ownership-filings-by-ticker-1fb5a9d1
```

Example prompt: Pull me a smart money brief on NVDA — I want to see recent SEC Form 4 insider buys and sells, any new Schedule 13D or 13G beneficial ownership filings, and a fundamentals snapshot with one-time items flagged.

## When to prefer this

Use this endpoint when you need a consolidated AI-synthesized view of SEC insider trading activity and large beneficial ownership changes for a specific US-listed company. It is distinctly valuable when you want Form 4 and 13D/13G signals together in one call rather than scraping EDGAR manually. Prefer this over generic financial data APIs when the specific question is about regulatory smart-money signals (insider conviction, activist accumulation) rather than price or earnings data. Note: this covers Form 4 and 13D/13G but explicitly NOT 13F institutional holdings.

## Known failure modes

- Invalid or unrecognized ticker symbol — endpoint returns error or empty data
- Ticker exists but has no recent Form 4 or 13D/13G filings — returns empty arrays for those sections
- Non-US-listed or OTC ticker may not have EDGAR coverage
- Network or upstream EDGAR data retrieval failure — service error response
- Payment failure (USDC x402 not settled) — request rejected before processing

## How this service works

Smart-money filing brief for US-listed companies by ticker: SEC Form 4 insider purchases vs sales with filer roles, Schedule 13D/13G beneficial-ownership filing events (subject-validated; not 13F), fundamentals with one-time-item flags (TTM where available), regime-aware filings cadence — ONE AI read of the filing record. Observed filings only; buy/sell advice rejected at generation. Public-domain SEC EDGAR + AI. $0.10 per call.

## Output

A structured JSON response containing an AI-generated narrative and data on: Form 4 insider buy/sell transactions with filer roles (CEO, director, etc.), Schedule 13D/13G beneficial ownership filing events, company fundamentals (TTM where available) with one-time item flags, and a regime-aware summary of the filing cadence — all sourced from public SEC EDGAR data. No buy/sell recommendations are included.

## Request schema (JSON Schema)

```json
{
 "type": "object",
 "$schema": "https://json-schema.org/draft/2020-12/schema",
 "required": [
  "input"
 ],
 "properties": {
  "input": {
   "type": "object",
   "required": [
    "type",
    "method"
   ],
   "properties": {
    "type": {
     "type": "string",
     "const": "http"
    },
    "method": {
     "enum": [
      "GET"
     ],
     "type": "string"
    },
    "queryParams": {
     "type": "object",
     "required": [
      "ticker"
     ],
     "properties": {
      "ticker": {
       "type": "string",
       "description": "US-listed stock ticker symbol (e.g. NVDA, AAPL, TSLA)"
      }
     }
    }
   },
   "additionalProperties": false
  },
  "output": {
   "type": "object",
   "required": [
    "type"
   ],
   "properties": {
    "type": {
     "type": "string"
    },
    "example": {
     "type": "object",
     "required": [
      "status"
     ],
     "properties": {
      "data": {},
      "meta": {
       "type": "object"
      },
      "reason": {
       "type": "string",
       "description": "status=unavailable only; every >=400 is UNCHARGED"
      },
      "status": {
       "enum": [
        "success",
        "unavailable"
       ],
       "type": "string"
      }
     }
    }
   }
  }
 }
}
```

## Response schema (JSON Schema)

```json
{
 "type": "json",
 "example": {
  "data": {
   "note": "A plain-language read of what th...",
   "brief": "The latest Form 4 window shows s...",
   "ticker": "NVDA",
   "caveats": [],
   "company": {
    "cik": "1045810",
    "name": "NVIDIA CORP"
   },
   "insider": {
    "coverage": {
     "filingsFailed": 0,
     "filingsParsed": 8,
     "filingsSelected": 8,
     "windowLatestFiledAt": "2026-07-02",
     "windowEarliestFiledAt": "2026-06-13",
     "filingsSkippedOwnerSide": 0
    },
    "windowSummary": {
     "saleCount": 6,
     "latestDate": "2026-07-01",
     "earliestDate": "2026-06-12",
     "saleValueUsd": 48211320.5,
     "purchaseCount": 0,
     "purchaseValueUsd": 0,
     "transactionCount": 9,
     "saleUnvaluedCount": 0,
     "sharesAcquiredTotal": 500000,
     "sharesDisposedTotal": 812400,
     "purchaseUnvaluedCount": 0,
     "distinctSecurityTitles": 1,
     "netPurchaseSaleValueUsd": -48211320.5,
     "shareCountUnreportedCount": 0
    },
    "recentTransactions": []
   },
   "generatedAt": "2026-07-11T12:00:00.000Z",
   "methodology": "https://docs.useotto.xyz/acp-swa...",
   "fundamentals": {
    "basis": "ttm",
    "periodEnd": "2026-04-26",
    "epsDiluted": 6.51,
    "revenueUsd": 253491000000,
    "netIncomeUsd": 159613000000,
    "oneTimeItems": [],
    "revenueYoYPct": 70.7,
    "netIncomeYoYPct": 107.9,
    "netIncomeChangeUsd": 82826000000,
    "epsDilutedExOneTime": null,
    "netIncomeTransition": null,
    "epsDilutedIsEstimate": true,
    "netIncomeExOneTimeUsd": null,
    "oneTimeItemsEvaluated": true
   },
   "analysisStatus": "ok",
   "filingsCadence": {
    "reportingRegime": "us-domestic",
    "latest10QFiledAt": "2026-05-20",
    "latestAnnualReport": {
     "form": "10-K",
     "filedAt": "2026-02-25"
    },
    "currentReportCount90d": 6,
    "latestCurrentReportFiledAt": "2026-07-02"
   },
   "beneficialOwnership": {
    "events": [],
    "windowEnd": "2026-07-10",
    "windowStart": "2025-07-10",
    "schedule13DCount": 0,
    "schedule13GCount": 3
   }
  },
  "meta": {
   "degraded": false,
   "validUntil": "",
   "generatedAt": "",
   "stalenessSec": 0
  },
  "status": "success"
 }
}
```

## More

- Live health (JSON, refreshed every minute): https://www.zero.xyz/c/equity-smart-money-brief-sec-insider-ownership-filings-by-ticker-1fb5a9d1/health.json
- [Zero catalog index](https://www.zero.xyz/llms.txt)
- [Other services from x402.ottoai.services](https://www.zero.xyz/host/x402.ottoai.services/llms.txt)